Fiji - Apply for Securities Industry Licence

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Procedure

Apply In-Person:

1. Applying for Securities Industry Licence can be done in Reserve Bank of Fiji contact link
2. Applicant must get the application form from the office and fill it with required information.
3. Applicant should make sure to carry both photocopies and originals of all the documents that are needed for completing this procedure.
4. Documents that are needed for completing this procedure are mentioned under the “Required Documents” section of this page.
5. Applicant should attach all the documents along with the application form for before submitting them at the office.
6. The Fee for this procedure has to be paid as per the authority’s request.
7. The applicant will be informed via SMS or E-mail regarding the availability of the document. After receiving the notification, the applicant can visit the office to get their document.
8. If there is no information regarding the document is provided by the concerned authorities, the applicant can visit the office to know the status of the application.

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Required Documents

• Completed Application Form
• Company Details (written in a paper)
• Details of the Offer (manually typed or written)
• Information about Directors (written)
• Financial Information
• Independent Accountant’s Report
• Existing Securities Industry License

Office Locations & Contacts

Reserve Bank of Fiji,
Bldg, Pratt St, Suva, Fiji
Postal Address: Private Mail Bag, Suva, Fiji
Contact No: (679) 331 3611
Fax No: (679) 330 2094
Email: [email protected]
Contact link

Eligibility

• Any individual/company who/which owns a securities industry licence is eligible for this procedure.

Fees

• The fee for this procedure has to be paid as per the authority’s request.

Validity

• Securities Industry Licence is valid for the period mentioned in it.

Documents to Use

Please attach documents that can be used by people. e.g. links

Sample Documents

Please attach sample completed documents that would help other people.

Processing Time

• The processing time for this procedure will be mentioned by the concerned authorities.

Related Videos

Videos explaining the procedure or to fill the applications.
Attach videos using the following tag <&video type='website'>video ID|width|height<&/video&> from external websites.
Please remove the '&' inside the tags during implementation.
Website = allocine, blip, dailymotion, facebook, gametrailers, googlevideo, html5, metacafe, myspace, revver,
sevenload, viddler, vimeo, youku, youtube
width = 560, height = 340, Video ID = Can be obtained from the URL of webpage where the video is displayed.
e.gIn the following url 'http://www.youtube.com/watch?v=Y0US7oR_t3M' Video ID is 'Y0US7oR_t3M'.

Instructions

• For more information about the Fiji laws, check the following link

Required Information

• Details of the Company
• Details of the Offer
• Information about Directors
• Auditors, Experts and Advisers
• Overview of the Company
• Overview of the Industry
• Project Financial Information
• Independent Accountant’s Report
• Existing License Number
• Others
• Signature

Need for the Document

• Applying for Securities Industry Licence is necessary for extending the validity of the Securities Industry Licence.
• A securities industries licence permits a business to market and sell securities. Individuals may work as a registered representative or an investment advisor, depending on the licence they hold.

Information which might help

• To become registered to conduct securities business, an individual must pass the SIE as well as a qualification exam specific to the type of business.

Other uses of the Document/Certificate

Please explain what are other uses of obtaining this document/certificate.
e.g. Birth Certificate can be used as proof of identity.

External Links

• Reserve Bank of Fiji link

Others

More information which might help people.