Fiji - Apply for Investment Adviser Representative License

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Procedure

Apply In-Person:

1. To Apply for Investment Adviser Representative License, the applicant must visit the Reserve Bank of Fiji office. Contact Link
2. The application form must be obtained from the authorities in the Fiji Reserve Bank, or else it can be downloaded from the website. Application Form
3. Make sure that you have all the documents that are mentioned in the “Required Documents” section of this page.
4. While submitting the application, the applicant must pay the application fee, which is $118.27 VIP.
5. The application forms should be filled with necessary details, and along with the required documents, it should be submitted to the respective authority in the Reserve Bank of Fiji.
6. The Investment Advisor application form will be analysed, and verified based on the Insurance Regulations Act -1998, by the respective authorities in the Reserve Bank of Fiji.
7. After complete verification and document checks, if all the documents are legitimate, then the Investment Adviser Representative License will be approved by the Reserve Bank of Fiji.
8. The processing time will be intimated to the applicant while applying.

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Required Documents

• Application Form
• Any other documents or information that the Reserve Bank of Fiji may deem appropriate.
• Shareholders and board of directors to fill the attached Personal Declaration Form.
• 2 independent character references.
• Police Clearance.
• 1 character reference.
• 1 professional reference.
• Detailed Curriculum Vitae.
• Certified copies of academic transcripts and certificates for (capital markets) industry related Diploma(s).
• Other Documents Checklist

Office Locations & Contacts

RESERVE BANK OF FIJI
Reserve Bank Building, Pratt St, Suva, Fiji.
Postal Address: Private Mail Bag, Suva, Fiji.
Phone: (679) 331 3611
Fax: (679) 330 2094
Email: [email protected]
Address & Contact Link

Eligibility

• The eligibility requirements will be explained clearly by the authorities in the Reserve Bank of Fiji.

Fees

• The Application fee is $118.27 VIP.

Validity

• The validity period will be mentioned in the license certificate issued to the applicant by the Reserve Bank of Fiji.

Documents to Use

• Application Form

Sample Documents

Please attach sample completed documents that would help other people.

Processing Time

• The processing time will be intimated to the applicant while applying.

Related Videos

Videos explaining the procedure or to fill the applications.
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Instructions

Please provide other instructions related to the certificate/documents.
e.g., The state office holds birth records since January 1908.

Required Information

LODGEMENT DETAILS

• Firm/Organisation
• Contact Name
• Position Description
• Telephone Number
• Email Address
• Level/Office Building
• Street Number and Street
• Town/City
• Island

DETAILS OF APPLICANT

• Surname
• First Name
• Former Name
• Business Name
• Business Name Number
• Company Name
• Company Number
• Country of Incorporation
• Share Structure Table
• Share Class Code
• Full Title if not standards
• Total No of Shares
• Total Amount paid on these shares
• Total amount of Unpaid on these shares

DETAILS OF MEMBERS

• Surname
• First Name
• Former Name (or)
• Company Name
• Company Number
• Country of Incorporation
• Level/Office Building
• Street Number and Street
• Town/City
• Island/State/Territory
• Postcode
• Country (If applicable)
• Share Class Code
• Number of Shares taken up
• Amount agreed to pay per Share
• Total Amount paid on these shares
• Total amount of Unpaid on these shares
• Fully Paid
• Beneficially Held

REGISTERED OFFICE

• Level/Office Building
• Street Number and Street
• Town/City
• Island/State/Territory
• Postcode
• Country (If applicable)

PRINCIPAL PLACE OF BUSINESS

• Level/Office Building
• Street Number and Street
• Town/City
• Island/State/Territory
• Postcode
• Country (If applicable)

TYPE OF APPLICATION

• Application for new Securities Industry License
• Application to renew Securities Industry License

What type of financial services does the applicant want the Reserve Bank of Fiji to authorise under their Securities Industry License?

• Representative License – Complete relevant sections above and Section G.

SECTION D Detail of Broker or Dealer services

• Shares
• Debentures
• Interests in a Managed Investment Scheme
• Others (specify)

SECTION E Details of Investment Advisor services SECTION G REPRESENTATIVE LICENSE What securities does the applicant want to be authorised to advise about, report on and manage portfolios of?

• Shares
• Debentures
• Interests in a Managed Investment Scheme
• Others (specify)
• Responsible person/chief employee/director details
• Address
• Relationship to the applicant
• Qualification and Skills
• Suitability
• Directors
• Suitability Of Directors if the applicant is a company
• Declaration of responsible person/chief employee
• Signature of responsible person/chief employee

Need for the Document

• The Investment Adviser Representative License is a necessary document as a part of the insurance Business in Fiji. It must be licensed and registered by the Reserve Bank in Fiji.

Information which might help

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Other uses of the Document/Certificate

Please explain what are other uses of obtaining this document/certificate.
e.g., Birth Certificate can be used as proof of identity.

External Links

• External Link
• External Link2
• External Link3

Others

More information which might help people.